0000950005-01-500555.txt : 20011026
0000950005-01-500555.hdr.sgml : 20011026
ACCESSION NUMBER: 0000950005-01-500555
CONFORMED SUBMISSION TYPE: SC 13G
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20011019
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: DOCUMENTUM INC
CENTRAL INDEX KEY: 0000930885
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 954261421
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-48135
FILM NUMBER: 1762469
BUSINESS ADDRESS:
STREET 1: 6801 KOLL CENTER PARKWAY
CITY: PLEASANTON
STATE: CA
ZIP: 94566-3145
BUSINESS PHONE: 9256006800
MAIL ADDRESS:
STREET 1: 6801 KOLL CENTER PARKWAY
CITY: PLEASANTON
STATE: CA
ZIP: 94566-3145
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: INTEGRAL CAPITAL MANAGEMENT IV LLC
CENTRAL INDEX KEY: 0001076319
STANDARD INDUSTRIAL CLASSIFICATION: []
IRS NUMBER: 943295522
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G
BUSINESS ADDRESS:
STREET 1: 2750 SAND HILL ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 4152330360
MAIL ADDRESS:
STREET 1: 2750 SAND HILL ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
SC 13G
1
p14477_13g.txt
SC 13G
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Schedule 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c)
AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment ___)*
Documentum Inc.
--------------------------------------------------------------------------------
(Name of Issuer)
Common Stock
------------
(Title of Class of Securities)
256159 10 4
-----------
(CUSIP Number)
October 11, 2001
----------------
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this
Schedule is filed:
[ ] Rule 13d-1(b)
[ X ] Rule 13d-1(c)
[ ] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not
be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
(Continued on following pages)
Page 1 of 22 Pages
Exhibit Index Contained on Page 19
----------------------------------------------------------- --------------------------------------------------
CUSIP NO. 256159 10 4 13D Page 2 of 22 Pages
----------------------------------------------------------- --------------------------------------------------
----------- ------------------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Integral Capital Management IV, LLC ("ICM4")
----------- ------------------------------------------------------------------------------------------------------------------
2 CHECK APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
----------- ------------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
----------- ------------------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware (limited liability company)
--------------------------------------- --------- ----------------------------------------------------------------------------
5 SOLE VOTING POWER -0-
--------- ----------------------------------------------------------------------------
NUMBER 6 SHARED VOTING POWER
OF 1,454,640 shares, which shares are directly owned by Integral
SHARES Capital Partners IV, L.P. ("ICP4"). ICM4 is the general partner
BENEFICIALLY of ICP4.
OWNED BY EACH
REPORTING
PERSON
WITH
--------- ----------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER -0-
--------- ----------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
1,454,640 shares (see response to Item 6)
----------- ------------------------------------------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,454,640 shares
----------- ------------------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES*
[ ]
----------- ------------------------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 3.85%
----------- ------------------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON* OO
----------- ------------------------------------------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
----------------------------------------------------------- --------------------------------------------------
CUSIP NO. 256159 10 4 13D Page 3 of 22 Pages
----------------------------------------------------------- --------------------------------------------------
----------- ------------------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Integral Capital Partners NBT, LLC ("Integral NBT")
----------- ------------------------------------------------------------------------------------------------------------------
2 CHECK APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
----------- ------------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
----------- ------------------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware (limited liability company)
--------------------------------------- --------- ----------------------------------------------------------------------------
5 SOLE VOTING POWER -0-
--------- ----------------------------------------------------------------------------
NUMBER 6 SHARED VOTING POWER
OF 7,190 shares, which shares are directly owned by Integral Capital
SHARES Partners IV MS Side Fund, L.P. ("Side Fund"). Integral NBT is
BENEFICIALLY the general partner of Side Fund.
OWNED BY EACH
REPORTING
PERSON
WITH
--------- ----------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER -0-
--------- ----------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
7,190 shares (see response to Item 6)
----------- ------------------------------------------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
7,190 shares
----------- ------------------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES*
[ ]
----------- ------------------------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.02%
----------- ------------------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON* OO
----------- ------------------------------------------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
----------------------------------------------------------- --------------------------------------------------
CUSIP NO. 256159 10 4 13D Page 4 of 22 Pages
----------------------------------------------------------- --------------------------------------------------
----------- ------------------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Integral Capital Management V, LLC ("ICM5")
----------- ------------------------------------------------------------------------------------------------------------------
2 CHECK APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
----------- ------------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
----------- ------------------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware (limited liability company)
--------------------------------------- --------- ----------------------------------------------------------------------------
5 SOLE VOTING POWER -0-
--------- ----------------------------------------------------------------------------
NUMBER 6 SHARED VOTING POWER
OF 684,500 shares, which shares are directly owned by Integral
SHARES Capital Partners V, L.P. ("ICP5"). ICM5 is the general partner
BENEFICIALLY of ICP5.
OWNED BY EACH
REPORTING
PERSON
WITH
--------- ----------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER -0-
--------- ----------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
684,500 shares (see response to Item 6)
----------- ------------------------------------------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
684,500 shares
----------- ------------------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES*
[ ]
----------- ------------------------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 1.81%
----------- ------------------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON* OO
----------- ------------------------------------------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
----------------------------------------------------------- --------------------------------------------------
CUSIP NO. 256159 10 4 13D Page 5 of 22 Pages
----------------------------------------------------------- --------------------------------------------------
----------- ------------------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
ICP Management V, LLC ("ICP Management 5")
----------- ------------------------------------------------------------------------------------------------------------------
2 CHECK APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
----------- ------------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
----------- ------------------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware (limited liability company)
--------------------------------------- --------- ----------------------------------------------------------------------------
5 SOLE VOTING POWER -0-
--------- ----------------------------------------------------------------------------
NUMBER 6 SHARED VOTING POWER
OF 11,170 shares, of which 9,260 shares are directly owned by
SHARES Integral Capital Partners V Side Fund, L.P. ("ICP5 Side Fund")
BENEFICIALLY and 1,910 shares are directly owned by Integral Capital Partners
OWNED BY EACH V SLP Side Fund, LLC ("5 SLP Side Fund"). ICP Management 5 is
REPORTING the general partner of ICP5 Side Fund and the manager of 5 SLP
PERSON Side Fund.
WITH
--------- ----------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER -0-
--------- ----------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
11,170 shares (see response to Item 6)
----------- ------------------------------------------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11,170 shares
----------- ------------------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES*
[ ]
----------- ------------------------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.03%
----------- ------------------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON* OO
----------- ------------------------------------------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
----------------------------------------------------------- --------------------------------------------------
CUSIP NO. 256159 10 4 13D Page 6 of 22 Pages
----------------------------------------------------------- --------------------------------------------------
----------- ------------------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Integral Capital Partners IV, L.P. ("ICP4")
----------- ------------------------------------------------------------------------------------------------------------------
2 CHECK APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
----------- ------------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
----------- ------------------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware (limited partnership)
--------------------------------------- --------- ----------------------------------------------------------------------------
5 SOLE VOTING POWER -0-
--------- ----------------------------------------------------------------------------
NUMBER 6 SHARED VOTING POWER
OF 1,454,640 shares, which shares are directly owned by ICP4.
SHARES Integral Capital Management IV, LLC is the general partner of
BENEFICIALLY ICP4.
OWNED BY EACH
REPORTING
PERSON
WITH
--------- ----------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER -0-
--------- ----------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
1,454,640 shares (see response to Item 6)
----------- ------------------------------------------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,454,640 shares
----------- ------------------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES*
[ ]
----------- ------------------------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 3.85%
----------- ------------------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON* PN
----------- ------------------------------------------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
----------------------------------------------------------- --------------------------------------------------
CUSIP NO. 256159 10 4 13D Page 7 of 22 Pages
----------------------------------------------------------- --------------------------------------------------
----------- ------------------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Integral Capital Partners IV MS Side Fund, L.P. ("Side Fund")
----------- ------------------------------------------------------------------------------------------------------------------
2 CHECK APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
----------- ------------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
----------- ------------------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware (limited partnership)
--------------------------------------- --------- ----------------------------------------------------------------------------
5 SOLE VOTING POWER -0-
--------- ----------------------------------------------------------------------------
NUMBER 6 SHARED VOTING POWER
OF 7,190 shares, which shares are directly owned by Side Fund.
SHARES Integral Capital Partners NTB, LLC is the general partner of Side
BENEFICIALLY Fund.
OWNED BY EACH
REPORTING
PERSON
WITH
--------- ----------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER -0-
--------- ----------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
7,190 shares (see response to Item 6)
----------- ------------------------------------------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
7,190 shares
----------- ------------------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES*
[ ]
----------- ------------------------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.02%
----------- ------------------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON* PN
----------- ------------------------------------------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
----------------------------------------------------------- --------------------------------------------------
CUSIP NO. 256159 10 4 13D Page 8 of 22 Pages
----------------------------------------------------------- --------------------------------------------------
----------- ------------------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Integral Capital Partners V, L.P. ("ICP5")
----------- ------------------------------------------------------------------------------------------------------------------
2 CHECK APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
----------- ------------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
----------- ------------------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware (limited partnership)
--------------------------------------- --------- ----------------------------------------------------------------------------
5 SOLE VOTING POWER -0-
--------- ----------------------------------------------------------------------------
NUMBER 6 SHARED VOTING POWER
OF 684,500 shares, which shares are directly owned by Integral
SHARES Capital Partners V, L.P. ("ICP5"). ICM5 is the general partner
BENEFICIALLY of ICP5.
OWNED BY EACH
REPORTING
PERSON
WITH
--------- ----------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER -0-
--------- ----------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
684,500 shares (see response to Item 6)
----------- ------------------------------------------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
684,500 shares
----------- ------------------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES*
[ ]
----------- ------------------------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 1.81%
----------- ------------------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON* PN
----------- ------------------------------------------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
----------------------------------------------------------- --------------------------------------------------
CUSIP NO. 256159 10 4 13D Page 9 of 22 Pages
----------------------------------------------------------- --------------------------------------------------
----------- ------------------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Integral Capital Partners V Side Fund, L.P. ("ICP5 Side Fund)
----------- ------------------------------------------------------------------------------------------------------------------
2 CHECK APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
----------- ------------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
----------- ------------------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware (limited partnership)
--------------------------------------- --------- ----------------------------------------------------------------------------
5 SOLE VOTING POWER -0-
--------- ----------------------------------------------------------------------------
NUMBER 6 SHARED VOTING POWER
OF 9,260 shares, which shares are directly owned by ICP5 Side
BENEFICIALLY Fund. SHARES ICP Management 5 is the general partner of ICP5
OWNED BY EACH Side Fund.
REPORTING
PERSON
WITH
--------- ----------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER -0-
--------- ----------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
9,260 shares (see response to Item 6)
----------- ------------------------------------------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9,260 shares
----------- ------------------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES*
[ ]
----------- ------------------------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.02%
----------- ------------------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON* PN
----------- ------------------------------------------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
----------------------------------------------------------- --------------------------------------------------
CUSIP NO. 256159 10 4 13D Page 10 of 22 Pages
----------------------------------------------------------- --------------------------------------------------
----------- ------------------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Integral Capital Partners V SLP Side Fund, LLC ("5 SLP Side")
----------- ------------------------------------------------------------------------------------------------------------------
2 CHECK APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
----------- ------------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
----------- ------------------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware (limited liability company)
--------------------------------------- --------- ----------------------------------------------------------------------------
5 SOLE VOTING POWER -0-
--------- ----------------------------------------------------------------------------
NUMBER 6 SHARED VOTING POWER
OF 1,910 shares, which are directly owned by 5 SLP Side. ICP
SHARES Management 5 is the manager of 5 SLP Side.
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH
--------- ----------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER -0-
--------- ----------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
1,910 shares (see response to Item 6)
----------- ------------------------------------------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,910 shares
----------- ------------------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES*
[ ]
----------- ------------------------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.01%
----------- ------------------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON* OO
----------- ------------------------------------------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
Page 11 of 22 Pages
ITEM 1(a). NAME OF ISSUER:
Documentum Inc.
ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES:
6801 Koll Center Parkway
Pleasanton, CA 94586
ITEM 2(a), (b), (c). NAME OF PERSON FILING, ADDRESS OF PRINCIPAL BUSINESS
OFFICE OR, IF NONE, RESIDENCE, AND CITIZENSHIP:
This statement is being filed by Integral Capital Management
IV, LLC, a Delaware limited liability company ("ICM4"), Integral Capital
Partners NBT, LLC, a Delaware limited liability company ("Integral NBT"),
Integral Capital Management V, LLC, a Delaware limited liability company
("ICM5"), and ICP Management V, LLC, a Delaware limited liability company ("ICP
Management 5"). The principal business address of ICM4, Integral NBT, ICM5 and
ICP Management 5 is 2750 Sand Hill Road, Menlo Park, California 94025.
ICM4 is the general partner of Integral Capital Partners IV,
L.P., a Delaware limited partnership ("ICP4"). Integral NBT is the general
partner of Integral Capital Partners IV MS Side Fund, L.P., a Delaware limited
partnership ("Side Fund"). ICM5 is the general partner of Integral Capital
Partners V, L.P., a Delaware limited partnership ("ICP5"). ICP Management 5 is
the general partner of Integral Capital Partners V Side Fund, L.P, a Delaware
limited partnership ("ICP5 Side Fund") and the manager of Integral Capital
Partners V SLP Side Fund, LLC, a Delaware limited liability company ("5 SLP
Side"). With respect to ICM4, Integral NBT, ICM5 and ICP Management 5, this
statement relates only to ICM4's, Integral NBT's, ICM5's and ICP Management 5's
indirect, beneficial ownership of shares of Common Stock of the Issuer (the
"Shares"). The Shares have been purchased by ICP4, Side Fund, ICP5, ICP5 Side
Fund, and 5 SLP Side, and none of ICM4, Integral NBT, ICM5 or ICP Management 5
directly or otherwise hold any Shares. Management of the business affairs of
ICM4, Integral NBT, ICM5, and ICP Management 5, including decisions respecting
disposition and/or voting of the Shares, resides in a majority of the managers
of ICM 4, Integral NBT, ICM5 and ICP Management 5, respectively, such that no
single manager of ICM4, Integral NBT, ICM5, or ICP Management 5 has voting
and/or dispositive power of the Shares.
ITEM 2(d). TITLE OF CLASS OF SECURITIES:
Common Stock
Page 12 of 22 Pages
ITEM 2(e). CUSIP NUMBER:
256159 10 4
ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b), or 13d-2(b) or
(c), CHECK WHETHER THE PERSON FILING IS A:
(a) [ ] Broker or dealer registered under Section 15 of the Exchange Act.
(b) [ ] Bank as defined in Section 3(a)(6) of the Exchange Act.
(c) [ ] Insurance company as defined in Section 3(a)(19) of the Exchange Act.
(d) [ ] Investment company registered under Section 8 of the Investment Company Act.
(e) [ ] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);
(f) [ ] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);
(g) [ ] A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G);
(h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act;
(i) [ ] A church plan that is excluded from the definition of an investment company under
Section 3(c)(14) of the Investment Company Act;
(j) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(J).
If this statement is filed pursuant to Rule 13d-1(c), check this box. [ X ].
ITEM 4. OWNERSHIP.
Provide the following information regarding the aggregate number and
percentage of the class of securities of the issuer identified in Item 1.
A. Integral Capital Management IV, LLC
(a) Amount Beneficially Owned: 1,454,640
(b) Percent of Class: 3.85%
(c) Number of shares as to which such person has:
1. Sole power to vote or to direct vote: -0-
2. Shared power to vote or to direct vote: 1,454,640
3. Sole power to dispose or to direct the disposition: -0-
4. Shared power to dispose or to direct the disposition:
1,454,640
Page 13 of 22 Pages
B. Integral Capital Partners NBT, LLC
(a) Amount Beneficially Owned: 7,190
(b) Percent of Class: 0.02%
(c) Number of shares as to which such person has:
1. Sole power to vote or to direct vote: -0-
2. Shared power to vote or to direct vote: 7,190
3. Sole power to dispose or to direct the disposition: -0-
4. Shared power to dispose or to direct the disposition: 7,190
C. Integral Capital Management V, LLC
(a) Amount Beneficially Owned: 684,500
(b) Percent of Class: 1.81%
(c) Number of shares as to which such person has:
1. Sole power to vote or to direct vote: -0-
2. Shared power to vote or to direct vote: 684,500
3. Sole power to dispose or to direct the disposition: -0-
4. Shared power to dispose or to direct the disposition: 684,500
D. ICP Management V, LLC
(a) Amount Beneficially Owned: 11,170
(b) Percent of Class: 0.03%
(c) Number of shares as to which such person has:
1. Sole power to vote or to direct vote: -0-
2. Shared power to vote or to direct vote: 11,170
3. Sole power to dispose or to direct the disposition: -0-
4. Shared power to dispose or to direct the disposition: 11,170
E. Integral Capital Partners IV, L.P.
(a) Amount Beneficially Owned: 1,454,640
(b) Percent of Class: 3.85%
(c) Number of shares as to which such person has:
1. Sole power to vote or to direct vote: -0-
2. Shared power to vote or to direct vote: 1,454,640
3. Sole power to dispose or to direct the disposition: -0-
4. Shared power to dispose or to direct the disposition:
1,454,640
Page 14 of 22 Pages
F. Integral Capital Partners IV MS Side Fund, L.P.
(a) Amount Beneficially Owned: 7,190
(b) Percent of Class: 0.02%
(c) Number of shares as to which such person has:
1. Sole power to vote or to direct vote: -0-
2. Shared power to vote or to direct vote: 7,190
3. Sole power to dispose or to direct the disposition: -0-
4. Shared power to dispose or to direct the disposition: 7,190
G. Integral Capital Partners V, L.P.
(a) Amount Beneficially Owned: 684,500
(b) Percent of Class: 1.81%
(c) Number of shares as to which such person has:
1. Sole power to vote or to direct vote: -0-
2. Shared power to vote or to direct vote: 684,500
3. Sole power to dispose or to direct the disposition: -0-
4. Shared power to dispose or to direct the disposition: 684,500
H. Integral Capital Partners V Side Fund, L.P.
(a) Amount Beneficially Owned: 9,260
(b) Percent of Class: 0.02%
(c) Number of shares as to which such person has:
1. Sole power to vote or to direct vote: -0-
2. Shared power to vote or to direct vote: 9,260
3. Sole power to dispose or to direct the disposition: -0-
4. Shared power to dispose or to direct the disposition: 9,260
I. Integral Capital Partners V SLP Side Fund, LLC
(a) Amount Beneficially Owned: 1,910
(b) Percent of Class: 0.01%
(c) Number of shares as to which such person has:
1. Sole power to vote or to direct vote: -0-
2. Shared power to vote or to direct vote: 1,910
3. Sole power to dispose or to direct the disposition: -0-
4. Shared power to dispose or to direct the disposition: 1,910
Page 15 of 22 Pages
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS.
If this statement is being filed to report the fact that as of
the date hereof the reporting person has ceased to be the beneficial owner of
more than five percent of the class of securities, check the following [ ].
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON.
Not applicable.
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE
SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY.
Not applicable.
ITEM 8. IDENTIFICATION AND CLASSIFCATION OF MEMBERS OF THE GROUP.
Not applicable.
ITEM 9. NOTICE OF DISSOLUTION OF GROUP.
Not applicable.
ITEM 10. CERTIFICATION.
By signing below I certify that, to the best of my knowledge
and belief, the securities referred to above were not acquired and are not held
for the purpose of or with the effect of changing or influencing the control of
the issuer of the securities and were not acquired and are not held in
connection with or as a participant in any transaction having that purpose or
effect.
Page 16 of 22 Pages
SIGNATURE
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,
complete and correct.
Dated: October 19, 2001
INTEGRAL CAPITAL MANAGEMENT IV, LLC
By /s/ Pamela K. Hagenah
---------------------------------
Pamela K. Hagenah
a Manager
INTEGRAL CAPITAL PARTNERS NBT, LLC
By /s/ Pamela K. Hagenah
---------------------------------
Pamela K. Hagenah
a Manager
INTEGRAL CAPITAL MANAGEMENT V, LLC
By /s/ Pamela K. Hagenah
---------------------------------
Pamela K. Hagenah
a Manager
ICP MANAGEMENT V, LLC
By /s/ Pamela K. Hagenah
---------------------------------
Pamela K. Hagenah
a Manager
Page 17 of 22 Pages
INTEGRAL CAPITAL PARTNERS IV, L.P.
By Integral Capital Management IV, LLC,
its General Partner
By /s/ Pamela K. Hagenah
------------------------------------
Pamela K. Hagenah
a Manager
INTEGRAL CAPITAL PARTNERS IV MS SIDE
FUND, L.P.
By Integral Capital Partners NBT, LLC
its General Partner
By /s/ Pamela K. Hagenah
------------------------------------
Pamela K. Hagenah
a Manager
INTEGRAL CAPITAL PARTNERS V, L.P.
By Integral Capital Management V, LLC,
its General Partner
By /s/ Pamela K. Hagenah
------------------------------------
Pamela K. Hagenah
a Manager
INTEGRAL CAPITAL PARTNERS V SIDE
FUND, L.P.
By ICP Management V, LLC,
its General Partner
By /s/ Pamela K. Hagenah
------------------------------------
Pamela K. Hagenah
a Manager
Page 18 of 22 Pages
INTEGRAL CAPITAL PARTNERS V SLP SIDE
FUND, LLC
By ICP Management V, LLC,
its Manager
By /s/ Pamela K. Hagenah
---------------------------------
Pamela K. Hagenah
a Manager
Page 19 of 22 Pages
EXHIBIT INDEX
Found on
Sequentially
Exhibit Numbered Page
------- -------------
Exhibit A: Agreement of Joint Filing 20
Page 20 of 22 Pages
EXHIBIT A
Agreement of Joint Filing
The undersigned hereby agree that they are filing jointly
pursuant to Rule 13d-1(k)(1) of the Act the statement dated October 19, 2001
containing the information required by Schedule 13G, for 2,157,500 shares of
capital stock of Documentum Inc. held by Integral Capital Partners IV, L.P., a
Delaware limited partnership, Integral Capital Partners IV MS Side Fund, L.P., a
Delaware limited partnership, Integral Capital Partners V, L.P., a Delaware
limited partnership, Integral Capital Partners V Side Fund, L.P., a Delaware
limited partnership, and Integral Capital Partners V SLP Side Fund, LLC, a
Delaware limited liability company.
Date: October 19, 2001
INTEGRAL CAPITAL MANAGEMENT IV, LLC
By /s/ Pamela K. Hagenah
---------------------------------
Pamela K. Hagenah
a Manager
INTEGRAL CAPITAL PARTNERS NBT, LLC
By /s/ Pamela K. Hagenah
---------------------------------
Pamela K. Hagenah
a Manager
INTEGRAL CAPITAL MANAGEMENT V, LLC
By /s/ Pamela K. Hagenah
---------------------------------
Pamela K. Hagenah
a Manager
Page 21 of 22 Pages
ICP MANAGEMENT V, LLC
By /s/ Pamela K. Hagenah
-----------------------------
Pamela K. Hagenah
a Manager
INTEGRAL CAPITAL PARTNERS IV, L.P.
By Integral Capital Management IV, LLC,
its General Partner
By /s/ Pamela K. Hagenah
-----------------------------
Pamela K. Hagenah
a Manager
INTEGRAL CAPITAL PARTNERS IV MS SIDE FUND, L.P.
By Integral Capital Partners NBT, LLC, its General Partner
By /s/ Pamela K. Hagenah
-----------------------------
Pamela K. Hagenah
a Manager
INTEGRAL CAPITAL PARTNERS V, L.P.
By Integral Capital Management V, LLC,
its General Partner
By /s/ Pamela K. Hagenah
-----------------------------
Pamela K. Hagenah
a Manager
Page 22 of 22 Pages
INTEGRAL CAPITAL PARTNERS V SIDE
FUND, L.P.
By ICP Management V, LLC,
its General Partner
By /s/ Pamela K. Hagenah
---------------------------------
Pamela K. Hagenah
a Manager
INTEGRAL CAPITAL PARTNERS V SLP SIDE
FUND, LLC
By ICP Management V, LLC,
its Manager
By /s/ Pamela K. Hagenah
---------------------------------
Pamela K. Hagenah
a Manager